Posts Tagged ‘corporate consultant’

Pre IPO – Corporate Leadership Program – How To Become A One Man Power Magnet

Monday, December 20th, 2010

In the world of economics and politics there are the influential and the followers. The followers and leaders often believe that they fall into these positions of hierarchy because of knowledge and presents for a particular cause thus, mutual credo chanters follow their lead and there you have it the leaders and the followers but this is anything but accurate.

The reality is much more technical but once you understand the process you can step in and lead just about any cause, campaign or company. The formula for leadership is not necessarily your position on a cause but two things, the conception of your idea on a cause and you as an individual that can embody the hopes and aspirations of those around you which will draw them to you and will eventually become your flock. The key element here is to grow your flock. To do this you need to first find those seeking a leader, find the common thread they all share in seeking a leader and what causes they support.

Many people want to be influential but they freeze up when it comes down to stepping out and taking on the position. Once you’ve identified a group you’ll need to assimilate into this group and start from the top to the bottom on their cause list. Make your presence known. Get on committees and stay close to those who already have a following. Be seen with this person as an insider having serious conversations and don’t forget to laugh. Followers are watching your interaction from afar and the visual element and timing here is crucial.

Most likely these leaders you’ve identified yourself with have polarized themselves and are voluntarily secluded as they’ve reached the limit of their comfort zone and have not journeyed to other groups to build their following, you will be different. As you serve on these committees you will use the influence of these currently micro leaders to immediately gain committed followers on multiple fronts. You’ll build your following based off of the leaders you bring in who have the following and you won’t waste your time with going after the actual individual follower. So to be clear you will be at the top of the food-chain by creating a new position above the current leadership and you’ll be the one with the ultimate power by having the ability to engage multiple groups simultaneously. You’ll be asked by other, less evolved leaders beneath you for introductions to other entity members and leaders. You’re objective here is to make introductions that outwardly seem free and open while you remain in control of the communication between individuals so you don’t find a rival situation on your hands.

Application of this concept would go something like this: join the chamber of commerce, buy a members guide, go to the section that lists the groups and the group leaders, this is where your infiltration will be initiated. Research each leader with a basic Google search, know their likes and dislikes, hobbies and everything about their company and their immediate competition before you even visit the first meeting. Take your time with this as you will never get a second chance to make that first impression. After you’ve don’t your research and feel ready, make sure that your body language speaks volumes by demonstrating confidence and by all means make your knowledge seem passive and off the cuff. Don’t be a close talker, don’t be a know it all and don’t seem overly aggressive as if you have an agenda. If the current leadership feels threatened in any way you’re done, it’s over. You’ll never get a chance to break in and word will spread like wildfire.

Each inside group has an applicable version of the ‘good old boy club’ identify the characteristics of these individuals when you are in the group, apply the knowledge you’ve absorbed in research, throw out some helpful ideas and ease in like an old man in a hot warm bath.

Once you’ve conquered one group, step into the next and the next and soon you’ll run into others at the same level as you and from their you’ll pick a leader that you can control and use your circle of influence to get your agenda out their based off of the exceptional pedigree of the individual demonstrating a willingness to be controlled in order to feel and put up the illusion that he is the one in control.

There’s a lot to swallow here but read this a few times and let it sink in and by that time we’ll have the second article out to take you from here to the next strategy to claim your position at the top.

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Corporate Consulting – Corporate Consultants – OTCBB

Saturday, July 17th, 2010

Regulation D, Under Sections 4(2) and 3(b) of the Securities Act of 1933, the SEC adopted Regulation D to coordinate the various limited offering exemptions and to streamline the existing requirements applicable to private offers and sales of securities. The Regulation establishes three exemptions from registration in Rules 504, 505, and 506.

Rule 504, which provides an exemption for non-reporting companies unless they are “blank check” issuers or certain “shells”, stipulates that: The sale of up to $1,000,000 of securities in a 12-month period is permitted provided that there is no general solicitation, the securities sold are restricted securities and cannot be resold except pursuant to a registration statement or exemption, and a notice must be filed with the SEC within 15 days after the first sale. Rule 504 does not provide an exemption under any state laws. In certain limited circumstances where an offering is conducted under state accredited investor exemptions, securities offered under Rule 504 may be freely transferrable. Unlike Rules 505 and 506, Rule 504 does not mandate that specified disclosure be provided to purchasers. Nonetheless, the business person should take care that sufficient information is provided to meet the full disclosure obligations which exist under the antifraud provisions of the securities laws.

Rule 505 was adopted by the SEC to provide small businesses more flexibility in raising capital than under Rule 504 – but without the uncertainty of determining the quality of the purchasers that generally is involved in using Rule 506. Rule 505 provides issuers a limited offering exemption for sales of securities totaling up to $5 million in any 12-month period.

Rule 505 contains certain restrictions regarding “accredited investors” and non-accredited persons. The-term “accredited investor” includes:

Banks, insurance companies, registered investment companies, business development companies, or small business investment companies; Certain employee benefit plans for which investment decisions are made by a bank, insurance company, or registered investment adviser; Any employee benefit plan (Within the meaning of Title I of the Employee Retirement Income Security Act) with total assets in excess of $5 million; Charitable organizations, corporations or partnerships with assets in excess of $5 million; Directors, executive officers, and general partners of the issuer; Any entity in which all the equity owners are accredited investors; Natural persons with a net worth of at least $1 million; Any natural person with an income in excess of $200,000 in each of the two most recent years or joint income with a spouse in excess of $300,000 for those years and a reasonable expectation of the same income level in the current year; and Trusts with assets of at least $5 million, not formed to acquire the securities offered, and whose purchases are directed by a sophisticated person.

If the issuer sells any securities to non-accredited investors, it must furnish to all investors the same type of information as required by Regulation A. It must also furnish audited financial statements.

If an issuer other than a limited partnership cannot obtain audited financial statements without unreasonable effort or expense, only the issuer’s balance sheet (to be dated within 120 days of the start of the offering) must be audited.

Limited partnerships unable to obtain required financial statements without unreasonable effort or expense may furnish financial statements prepared on the basis of federal income tax requirements and examined and reported on by an independent public or certified accountant in accordance with generally accepted auditing standards; and The issuer must also be available to answer questions by prospective purchasers about the issuer or the offering.

Further restrictions under Rule 505 include:

The total offering price of each issue of securities may not exceed $5 million. The offering may not be made by means of general solicitation or general advertising. The issuer may sell the securities to an unlimited number of “accredited investors” and to 35 non-accredited persons. There are no requirements of “sophistication” or “wealth” for persons to whom the securities are sold. A company must take any necessary steps to ensure that the purchasers are acquiring securities for investment only, not for resale. The securities are thus “restricted” and investors must be informed that they may not be able to sell except pursuant to a registration statement or exemption from registration. The issuer is not required to file any offering materials with the Commission. Fifteen days after the first sale in the offering, the issuer must file a notice of sales on Form D. The notice also contains an undertaking under this Rule for the issuer to furnish the Commission, upon its staff s request, any information given to non-accredited purchasers in connection with the offering. Rule 505 does not provide an exemption from state securities laws.

SEC Rule 506 offers and sales of securities by an issuer that satisfy the conditions stated below are deemed transactions not involving any public offering within the meaning of Section 4(2) of the Securities Act. For an offering to be considered exempt from the registration requirements, Rule 506 stipulates: There is no ceiling on the amount of money which may be raised. No general solicitation or general advertising is permitted. The issuer may sell its securities to an unlimited number of accredited investors and 35 non accredited purchasers. Unlike Rule 505, all non-accredited purchasers (either alone or with a purchaser representative) must be sophisticated – that is, have sufficient knowledge and experience in financial and business matters to render them capable of evaluating the merits and risks of the prospective investment. The term “accredited investor” is defined under Rule 505.

If the issuer sells any securities to non-accredited investors, it must furnish to all investors the same type of information as required by Regulation A. It must also furnish the same financial information as would be required by registration on Form S-1.

If the issuer cannot obtain audited financial statements without unreasonable effort or expense, then financial statements may be provided in accordance with the special treatment described under Rule 505.

The securities sold are “restricted” under the same stipulations in Rule 505.

A company is required to file a notice of the offering on Form D at SEC headquarters within 15 days after the first sale in the offering. All states except New York provide an exemption from state securities laws for offerings under Rule 506 but the company must file a copy of the Form D and pay a filing fee in each state. New York has a distinctive law which makes a Rule 506 offering within that state impractical.

Accredited Investor Exemption

The Small Business Investment Incentive Act of 1980 created a new statutory exemption from registration under the Securities Act for transactions involving offers and sales of securities by any issuer solely to one or more “accredited investors.” Under Section 4(6):

The total offering price of each issue of securities under the exemption may not exceed the limit on small offerings set by Section 3(b) the Securities Act, which currently is $5 million per issue. The offering may not be made by means of any form of advertising or public solicitation.

The term “accredited investor” is defined to include the same individuals and entities as included for purposes of Rules 505 and 506. The issuer is required to file a notice of sales on Form D with the Commission 15 days after the initial sale is made in reliance on the exemption.

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